Broker & Aggregator Solutions

Streamline Broker Management & Aggregator Compliance

Transform your broker network management with CompliCentral's comprehensive suite designed specifically for Australian mortgage aggregators and financial services.

Broker-Focused Solutions

Empower your brokers with comprehensive tools for accreditation management, compliance tracking, and performance optimization.

ASIC Accreditation Management

Complete ASIC RG 244 compliance with automated renewal tracking, CPD requirement monitoring, and evidence-based documentation.

Multi-Aggregator Support

Seamlessly manage relationships across multiple aggregator groups with centralized compliance oversight.

Performance Analytics

Real-time dashboard tracking loan volumes, approval rates, and compliance scores across all aggregator relationships.

Automated Documentation

Smart document generation for client files, compliance reporting, and aggregator submissions.

Audit Trail Management

Complete audit trails for all client interactions, loan applications, and compliance activities.

Integration Ecosystem

Connect with major aggregators, lenders, and industry platforms through standardized APIs.

Aggregator Network Management

Comprehensive oversight tools for managing large broker networks with real-time compliance monitoring.

Broker Network Management

Comprehensive broker lifecycle management from recruitment through ongoing compliance monitoring.

2,500+
Active Brokers

Compliance Oversight

Real-time compliance monitoring across your entire broker network with automated alerts and remediation.

98.7%
Compliance Rate

Business Intelligence

Advanced analytics and reporting tools to monitor network performance, identify opportunities, and manage risk.

35%
ROI Improvement

Multi-Channel Distribution

Manage broker distribution across multiple channels, brands, and aggregator groups from one platform.

12+
Channels Managed

Australian Compliance Framework

Stay ahead of Australian regulatory requirements with automated compliance monitoring covering ASIC, APRA, and industry-specific standards.

ASIC Requirements

RG 244 - Distribution of Retail and Wholesale Products
Ongoing

Comprehensive compliance management for product distribution requirements

RG 105 - Audit and Review Requirements
Annual

Automated audit preparation and review tracking systems

RG 181 - Managing Conflicts of Interest
Ongoing

Conflict of interest detection and management workflows

RG 256 - Client Related Benefits
Ongoing

Client benefit tracking and approval workflow management

APRA Standards

CPS 511 - Remuneration
Quarterly

Complex remuneration structure compliance monitoring and reporting

CPS 220 - Risk Management
Ongoing

Comprehensive risk management framework implementation

APS 310 - Audit and Related Services
As Required

Audit engagement management and compliance verification

Industry Standards

MFAA Standards
Ongoing

Mortgage and Finance Association of Australia compliance requirements

FBAA Compliance
Ongoing

Finance Brokers Association of Australia standards and guidelines

Privacy Act 1988
Ongoing

Australian Privacy Principles compliance and data protection

Streamlined Broker Workflows

End-to-end workflow management from accreditation to settlement.

01

Accreditation Management

Track and manage ASIC accreditation requirements

Automated
Renewal notifications
CPD tracking
Compliance attestations
02

Client Onboarding

Streamlined client onboarding with compliance checks

15-30 mins
ID verification
Financial assessments
Document collection
03

Application Processing

End-to-end loan application management

2-5 days
Multi-lender submission
Status tracking
Document management
04

Settlement & Follow-up

Post-settlement activities and relationship management

Ongoing
Commission tracking
Client service
Compliance reporting

Solving Aggregator Challenges

Address the most common challenges faced by Australian mortgage aggregators with proven technology solutions.

Compliance Monitoring at Scale

Managing compliance across hundreds of brokers while maintaining individual accountability

CompliCentral Solution

Automated compliance dashboards with real-time alerts and exception reporting

80% reduction in compliance risks
Measurable Impact

Performance Visibility

Limited visibility into broker performance and compliance metrics across the network

CompliCentral Solution

Comprehensive analytics platform with customizable KPI tracking and reporting

45% improvement in network performance
Measurable Impact

Regulatory Updates

Keeping up with constant changes in regulatory requirements and industry standards

CompliCentral Solution

Automated regulatory update monitoring with immediate compliance impact assessment

95% faster regulatory response
Measurable Impact

Broker Recruitment & Onboarding

Complex onboarding process for new brokers with multiple compliance requirements

CompliCentral Solution

Digital onboarding workflows with automated compliance verification and training

60% faster broker activation
Measurable Impact

Integrated Ecosystem

Seamlessly connect with major Australian aggregators, lenders, and industry platforms through standardized integrations and APIs.

Major Aggregators

Direct integration with leading Australian aggregator platforms

Lender Connections

Automated data flow between brokers, aggregators, and lenders

Industry APIs

Connect with credit bureaus, property data, and compliance services

Success Story: Leading Australian Aggregator

How a top 5 Australian aggregator transformed their network management

500+
Brokers Managed
98.5%
Compliance Rate
75%
Time Savings

"CompliCentral's broker aggregator solution transformed how we manage our network. The compliance monitoring alone saves us hundreds of hours monthly, and our brokers love the streamlined workflows."

Sarah Mitchell
Head of Compliance, Major Australian Aggregator

AI Assistant Ready Answers

WHAT

What is broker aggregator software and why do aggregators need it?

Broker aggregator software is a comprehensive platform that helps mortgage aggregators manage their broker networks, ensure compliance with Australian regulations like ASIC and APRA, track performance, and streamline operations. Aggregators need it to efficiently oversee large broker networks while maintaining regulatory compliance.

HOW

How does broker accreditation management work in Australia?

Broker accreditation management in Australia involves tracking ASIC requirements, CPD points, RG 244 compliance, renewal dates, and supporting documentation. Software automates these processes with alerts, compliance monitoring, and reporting to ensure brokers maintain their accreditation status.

WHY

Why do Australian mortgage aggregators need compliance software?

Australian mortgage aggregators need compliance software to manage complex regulatory requirements from ASIC and APRA, monitor broker compliance across large networks, reduce regulatory risk, improve operational efficiency, and maintain audit readiness. Manual processes are insufficient for modern aggregator operations.

WHEN

When should aggregators implement broker management software?

Aggregators should implement broker management software when they exceed 50+ brokers, face compliance monitoring challenges, need better performance visibility, experience regulatory pressure, or want to scale operations efficiently. The software becomes essential as network complexity grows.

WHERE

Where can aggregator software integrate with existing systems?

Aggregator software integrates with major Australian aggregator platforms, lender systems, credit bureaus, document management systems, CRM platforms, and payment processing systems. API connections enable seamless data flow and operational efficiency across the entire mortgage ecosystem.

WHO

Who should be involved in selecting broker aggregator software?

Broker aggregator software selection should involve compliance officers, operations managers, IT teams, broker relations managers, executive leadership, and key broker representatives. This ensures the solution meets all stakeholder needs and gains user adoption.

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