Broker Network Compliance Made Simple
Centralised compliance management for mortgage aggregators, licensees, and broker networks. Automate lender accreditations, streamline broker onboarding, and stay audit-ready for ASIC with Australia's purpose-built compliance platform.
Why Mortgage Aggregators Choose CompliCentral
Purpose-built for broker network compliance and lender accreditation management
Automated Lender Accreditations
AI-PoweredPre-populate accreditation forms across 50+ lenders using a single broker profile. AI-assisted field mapping eliminates repetitive data entry.
ASIC Compliance Monitoring
Real-timeContinuous monitoring of ASIC requirements including RG206, RG209, and licensing obligations with automated alerts for regulatory changes.
Broker Network Management
Full visibilityCentralised oversight of your entire broker network. Track onboarding, accreditations, training, and compliance status from one dashboard.
Audit-Ready Documentation
Always preparedGenerate compliance reports and evidence packs instantly for lender audits, ASIC reviews, and internal compliance checks.
Comprehensive Broker Compliance Features
Everything aggregators need to manage broker compliance at scale
Lender Accreditation Management
Centralise and automate lender accreditations for your entire broker network with AI-powered form completion.
- Multi-lender form automation
- AI field mapping
- Status tracking
- Renewal alerts
Broker Onboarding
Digital onboarding workflows for new brokers, credit representatives, and support staff with compliance verification.
- Role-based workflows
- Document verification
- E-signature integration
- Compliance checks
Credit Representative Management
Manage authorisations under your ACL with complete tracking of appointments, terminations, and ASIC registers.
- ACL authorisations
- ASIC register updates
- Appointment tracking
- Termination workflows
Training & CPD Tracking
Deliver mandatory training and track CPD completion for all brokers with compliance-grade reporting.
- Mandatory training delivery
- CPD hour tracking
- Assessment management
- Completion certificates
Compliance Registers
Digital registers for breaches, complaints, conflicts of interest, and reportable situations aligned with ASIC requirements.
- Breach reporting
- Complaints register
- Conflicts management
- Audit trails
CRM Integration
Seamless integration with major aggregator CRMs including MyCRM, Mercury Nexus, Infynity, and Salestrekker.
- Bi-directional sync
- Event-driven workflows
- Real-time updates
- API connectivity
Australian Regulatory Bodies for Mortgage Brokers
Stay compliant with key regulatory bodies governing the mortgage broking industry
Mortgage Aggregator Compliance FAQ
What does CompliCentral's broker compliance platform include?
CompliCentral includes lender accreditation management, broker onboarding automation, ASIC compliance monitoring, credit representative management, training and CPD tracking, compliance registers, audit management, and CRM integration capabilities for mortgage aggregators and licensees.
Related: How does lender accreditation automation work? • What CRMs does CompliCentral integrate with?
How does CompliCentral automate lender accreditations?
CompliCentral uses AI-powered field mapping to pre-populate accreditation forms across 50+ lenders using a single broker profile. The system automatically tracks application status, sends renewal reminders, and maintains a central accreditation register with full audit trails.
Related: What is AI field mapping? • How many lenders are supported?
Why do mortgage aggregators need compliance software?
Mortgage aggregators need compliance software to efficiently manage complex ASIC and lender requirements across large broker networks, reduce manual administration, maintain audit readiness, ensure consistent compliance processes, and protect against regulatory risk and licence conditions.
Related: What are ASIC requirements for aggregators? • What are the risks of non-compliance?
When should aggregators implement compliance software?
Aggregators should implement compliance software when managing more than 20 brokers, facing increasing audit frequency from lenders, experiencing compliance gaps or breaches, wanting to automate manual accreditation processes, or preparing for business growth and scale.
Related: How long does implementation take? • What is the ROI of compliance software?
Where is broker compliance software most critical?
Broker compliance software is most critical for mortgage aggregators, licensees managing credit representatives, broker groups with multiple brands, aggregators with large lender panels, and any organisation operating under ASIC and MFAA/FBAA oversight in Australia.
Related: What industries need ASIC compliance? • Which aggregators use CompliCentral?
Who should use CompliCentral for broker compliance?
Compliance managers, aggregator operations teams, broker principals, credit licensees, risk and governance teams, and business development managers should use CompliCentral to manage broker onboarding, accreditations, training, and regulatory obligations.
Related: What training is provided? • Who manages the platform day-to-day?
Explore Related Modules
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