Australian Regulatory Audit Management
Purpose-built audit programs for ASIC and APRA compliance with automated evidence collection, real-time tracking, and comprehensive reporting for Australian brokers.
Why Australian Brokers Choose Our Audit Module
Purpose-built for ASIC and APRA audit requirements
Streamlined ASIC Audits
60% fasterPurpose-built workflows for ASIC compliance audits with automated evidence collection and reporting.
Complete Audit Coverage
100% coverageComprehensive audit programs covering all Australian regulatory requirements and industry standards.
Real-time Audit Tracking
Real-timeLive dashboards showing audit progress, findings, and remediation status across your organization.
Continuous Improvement
40% fewer issuesTrack audit trends and drive continuous improvement in compliance posture over time.
Comprehensive Australian Audit Features
Everything you need for ASIC and APRA audits
Australian Audit Programs
Pre-built audit programs for ASIC, APRA, and industry-specific requirements.
- ASIC audit templates
- APRA programs
- BID compliance
- NCCP audits
Evidence Management
Centralized evidence collection with automated requests and secure storage.
- Evidence requests
- Document linking
- Version control
- Secure storage
Audit Scheduling
Risk-based audit scheduling with resource allocation and timeline management.
- Risk-based planning
- Resource allocation
- Deadline tracking
- Calendar integration
Audit Dashboards
Executive dashboards with real-time visibility into audit status and findings.
- Status overview
- Finding trends
- Risk heatmaps
- KPI tracking
Collaboration Tools
Enable seamless collaboration between auditors, auditees, and stakeholders.
- Task assignments
- Comments
- Notifications
- Shared workspaces
Remediation Tracking
Track audit findings through to resolution with automated follow-up.
- Finding management
- Action tracking
- Due date alerts
- Closure verification
Audit Module FAQ
What does the CompliCentral Audit Module include?
The Audit Module includes Australian-specific audit programs for ASIC and APRA compliance, evidence management, audit scheduling, real-time dashboards, collaboration tools, and remediation tracking for brokers and financial services.
Related: How does ASIC audit management work? • What audit templates are included?
How does the module help with ASIC audits?
The module provides pre-built ASIC audit programs, automates evidence collection, tracks audit progress in real-time, manages findings and remediation, and generates audit reports for regulatory submissions.
Related: What is ASIC audit compliance? • How does evidence collection work?
Why do Australian brokers need an audit module?
Australian brokers need an audit module to efficiently manage ASIC and APRA audit requirements, maintain audit readiness, track findings and remediation, and demonstrate compliance to regulators.
Related: What are ASIC audit requirements? • How often are brokers audited?
When should organizations implement the audit module?
Organizations should implement the audit module when preparing for regulatory audits, managing multiple audit programs, needing better finding tracking, or wanting to improve audit efficiency.
Related: How long does implementation take? • What is the ROI?
Where is the audit module most valuable?
The audit module is most valuable for mortgage brokers, finance brokers, aggregators, and financial services firms subject to ASIC and APRA audits in Australia.
Related: What industries need audit software? • Can it be used for internal audits?
Who should use the audit module?
Internal auditors, compliance officers, risk managers, broker principals, and aggregator compliance teams should use the audit module to manage regulatory audits.
Related: Who manages audit programs? • What training is needed?
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